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Case Studies
US Government: Governance
A group within the US federal government was implementing a series of governance practices.
Global Asset Management Firm: Governance
A global asset management company needed infrastructure to support its implementation of governance programs across key areas of business.
Global Financial Firm: Vendor Assessment, IT Compliance, Broker-Dealer Suitability Controls
A global financial services firm with multiple lines of business had numerous and complex enterprise-wide compliance needs.
Global Financial Firm: Compliance and Operational Risk
A global financial services institution wanted to improve data consistency across its compliance and operational risk initiatives, while maintaining the flexibility to keep pace with shifting regulations and best practices.
Global Financial Services Firm: Audit, Sox and Compliance
A global financial services firm was using multiple systems and databases to support its risk management needs across Internal Audit, Sarbanes Oxley and other compliance mandates.
